Soo Im joins Arete with 18 years of experience in securities law in both the private sector and as a FINRA Enforcement attorney. For 14 years, she was a Senior Regional Counsel in FINRA’s New York and Los Angeles offices, supervising over 250 investigations and prosecuting matters involving sales practice and supervisory-related violations of securities law. Prior to FINRA, Soo was in private practice where she litigated commercial disputes, class action securities fraud and corporations law, in both federal and state courts. Soo received her B.A. from the University of California, at Berkeley, and her J.D. from Duke University School of Law.